Nicole S. Haiem

Nicole’s practice focuses on the representation of private investment funds, their sponsors and institutional investors, across diverse business sectors, including real estate, infrastructure, banking, hedge funds, distressed debt, and mezzanine financing. Nicole routinely assists clients with fund formation, operation and liquidation, and also assists with co-investment and divestment transactions.

In addition, Nicole represents clients from across the nation with respect to a variety of commercial and corporate matters, including private placements, mergers and acquisitions, joint ventures, general corporate matters, and similar transactions.

Co-author, “FinCEN and the SEC Propose Rule to Require Certain Investment Advisers to Establish Customer Identification Programs,” June 3, 2024

Co-Author, “Proposed Regulations and Recent Actions Signal an Increased Focus on CFIUS-Related Transactions,” May 20, 2024

Co-Author, “FinCEN Proposes Rule to Subject Certain Investment Advisors to Anti-Money Laundering Requirements,” February 22, 2024

Co-author, “SEC Adopts New Rules and Rule Amendments Regarding Regulation of Private Funds and Advisers,” August 29, 2023 

Author, “SEC Proposes Amendments to Rule 701 of the Securities Act of 1933,” December 16, 2020

Presenter, “The Basics of Non-Profit Entities,” accredited CLE program, October 29, 2020

Author, “SEC Amends the “Accredited Investor” Definition,” August 27, 2020.

Author, Order Restored? Federal Agencies “Accountable” for NEPA, ESA Violations but Project to Proceed: Examining [Pub. Emps. For Envtl. Responsibility v. Hopper], Villanova Environmental Law Journal, Volume. 28, Issue 2, Article 2, 2017